Compliance Specialist Jobs in Exton, PA

A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.

Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.

1-12 of 12 Jobs

Analyst, Compliance & Regulatory Affairs

  • Exton, PA
  • 6 hours ago
  • Exton, PA
  • 6 hours ago

Analyst, Compliance & Product Support Exton, PA I Hartford, CT I USA As an Analyst, you will be a member of Regulatory Compliance Services (RCS) team part of AXA XL' s Underwriting Excellence...

Regulatory Affairs Specialist

  • Talleyville, DE (17 miles from Exton, PA)
  • 2 days ago
  • Talleyville, DE (17 miles from Exton, PA)
  • 2 days ago

Nemours is seeking a Regulatory Affairs Specialist to join our team in Wilmington, DE. Under the direction of the Manager of Regulatory & Accreditation Affairs, the Regulatory Affairs Specialist...

Compliance Associate

  • West Chester, PA (3 miles from Exton, PA)
  • 7 days ago
  • West Chester, PA (3 miles from Exton, PA)
  • 7 days ago

As a Compliance Associate, you will be a contributing member of the Venerable Investment Advisers, to provide support and monitor various key processes and regulatory functions of the LLC...

Senior Compliance Analyst, Financial Crimes Compliance - Anti-Money Laundering

  • Malvern, PA (5 miles from Exton, PA)
  • 7 days ago
  • Malvern, PA (5 miles from Exton, PA)
  • 7 days ago

Lead the Fight Against Financial Crime at Vanguard In this crucial role, you'll be at the forefront of Vanguard's Anti-Money Laundering and Compliance Operations. You'll identify and report...

Deposit Compliance and Monitoring Analyst (Hybrid)

  • Wilmington, DE (22 miles from Exton, PA)
  • 12 days ago
  • Wilmington, DE (22 miles from Exton, PA)
  • 12 days ago

Deposit Compliance and Monitoring Analyst (Hybrid) at The Bancorp Bank, N.A. in Wilmington, Delaware, United States Job Description Deposit Compliance and Monitoring Analyst (Hybrid) Job Location...

Fixed Income Compliance Associate Experienced Hire

  • Bala Cynwyd, PA (21 miles from Exton, PA)
  • 21 days ago
  • Bala Cynwyd, PA (21 miles from Exton, PA)
  • 21 days ago

Overview We are seeking a highly motivated individual to join our team as a Fixed Income Compliance Associate. You will be directly involved in reviewing all aspects of the Firm's fixed income...

Accountability and Compliance Coordinator

  • King of Prussia, PA (13 miles from Exton, PA)
  • 27 days ago
  • King of Prussia, PA (13 miles from Exton, PA)
  • 27 days ago

Accountability and Compliance Coordinator Agora Cyber Charter School Virtual - King of Prussia, Pennsylvania This job is also posted in Agora Cyber Charter School Job Details Job ID:4989496...

Assistant Manager, Facilities & Security / Clery Compliance Officer

  • Wilmington, DE (22 miles from Exton, PA)
  • 28 days ago
  • Wilmington, DE (22 miles from Exton, PA)
  • 28 days ago

Job Description Back to Career Opportunities Application Instructions Send a cover letter, resume, and three (3) professional references from previous supervisors, and one (1) professional...

University Compliance Officer

  • Villanova, PA (15 miles from Exton, PA)
  • 30+ days ago
  • Villanova, PA (15 miles from Exton, PA)
  • 30+ days ago

Posting Details (Default Section) Posting Number: 20254259S Position Title: University Compliance Officer Position Type: Staff Location: Villanova, PA Recruitment Type: Internal/External...

Senior Regulatory Affairs Specialist

  • Wilmington, DE (22 miles from Exton, PA)
  • 45+ days ago
  • Wilmington, DE (22 miles from Exton, PA)
  • 45+ days ago

Overview: This position is responsible for supervisory exam management, continuous monitoring, and may provide consultation and guidance to (1) senior management and (2) Regulatory Affairs...

Legal/Regulatory Compliance Associate

  • West Chester, PA (3 miles from Exton, PA)
  • 60+ days ago
  • West Chester, PA (3 miles from Exton, PA)
  • 60+ days ago

As a Compliance Associate, you will be a contributing member of the Venerable Investment Advisers, to provide support and monitor various key processes and regulatory functions of the LLC...

VP, Compliance Officer - Deposit Advisory

  • Malvern, PA (5 miles from Exton, PA)
  • 60+ days ago
  • Malvern, PA (5 miles from Exton, PA)
  • 60+ days ago

At Customers Bank, we believe in working hard, working smart, working together to deliver memorable customer experiences and having fun. Our vision, mission, and values guide us along our path to...

Demographic Data for Exton, PA

Moving to Exton, PA? Find some basic demographic data about Exton, PA below.


Local
National
18,808
1,404
Medium/Sm

Compliance Specialist Online Courses and Training Opportunities

iHireFinance curates thousands of courses in order to recommend the best ones to help further your career. If you register for a course using the links on our site, we may receive a small commission.
Construction Ethics and Compliance
Some of the largest construction firms in the world have faced the prospect of multi-million fines for significant breaches of ethics and compliance recently from bribery and collusion to modern...
Governance, Risk, and Compliance Course
This course provides an overview of governance, risk, and compliance. It focuses on the importance of GRC, identifying GRC concerns, and ways to mitigate those concerns. Our exclusive content is...
Cybersecurity Compliance and System Administration
Build the background needed to understand key cybersecurity compliance and industry standards. The knowledge gained in this course is critical for any cybersecurity role you would like to acquire...

Title Synonyms

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Salary for Compliance Specialist Jobs in Exton, PA

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHireFinance research efforts.

Licensing / Certification

Required or preferred licenses and certifications for Compliance Specialist positions.



Highest Education Level

Compliance Specialists in Exton, PA offer the following education background
Bachelor's Degree
46.8%
Master's Degree
35.0%
Doctorate Degree
6.5%
Associate's Degree
4.2%
High School or GED
3.5%
Vocational Degree or Certification
3.3%
Some College
0.7%
Some High School
0.1%

Average Work Experience
Here's a breakdown of the number of years' experience offered by Compliance Specialists in Exton, PA
None
39.1%
2-4 years
26.1%
4-6 years
13.0%
1-2 years
8.7%
Less than 1 year
8.7%
10+ years
4.3%


Other Career Titles

Here are some other career titles that require similar skills



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